Handbook on SEBI (LODR) Regulations 2015

DIVISION 1

Chapter - I Preliminary [Regulations 1 to 3]...............................................................................1.1.1
Chapter - II Principles Governing Disclosures and Obligations of Listed Entity [Regulation 4]........................ 1.1.29
Chapter - III Common Obligations of Listed Entities [Regulations 5 to 14].........................1.1.35
Chapter - IV Obligations of [A] Listed Entity Which has Listed its Specified
Securities [and Non-Convertible DEBT Securities] [Regulations 15 to 48]...........................1.1.54
Chapter - V Obligations of Listed Entity which has Listed Its Non-Convertible [Regulations 49 to   62]................1.1.394
[Chapter – VA] Corporate Governance Norms for A Listed Entity Which has Listed Its Non-Convertible Debt Securities [Regulations 62B & 62Q] ................................1.1.461
Chapter - VI Obligations of Listed Entity which has Listed Its Specified Securities and Either Non-Convertible Debt Securities or Non-Convertble
Redeemable Preference Shares or Both [Regulations 63 & 64].............................................1.1.496
[Chapter - VIA] Framework for Voluntary Delisting of Non-Convertivle Debt Securities or Non-Convertivle Redeemanble Preference Shares and Obligations of The Listed Entity on Such Delisting [Regulations 64A- 64I]............................................1.1.498
Chapter - VII Obligations of Listed Entity which has Listed Its Indian Depository Receipts [Regulations 66 to 80]..........1.1.507
Chapter - VIII Obligations of Listed Entity which has Listed Its Securitised Debt Instruments [Regulations 81 to 87].......................... 1.1.528
[Chapter - VIIIA] Obligations of Listed Entity which has Listed Its Security
Receipts [Regulations 87A to 87E]............................................................................................ 1.1.536
Chapter - IX Obligations of Listed Entity which has Listed Its Mutual Fund Units [Regulations 88 to 91] ............ 1.1.542
[Chapter - IX-A] Obligations of Social Enterprises [Regulations 91A to 91F]....................1.1.545
Chapter - X Duties and Obligations of The Recognised Stock Exchange(s)
[Regulations 92 to 97]................................................................................................................. 1.1.558
Handbook on the SEBI (LODR) Regulations, 2015
Chapter - XI Procedure for Action in Case of Default [Regulations 98 & 99] ....................1.1.563
[Chapter - XIA] Power to Relax Strict Enforcement of The Regulations
[Regulation 99A]......................................................................................................................... 1.1.588
Chapter - XII Miscellaneous [Regulations 100 to 103]...........................................................1.1.589
SCHEDULE I – TERMS OF SECURITIES................................................................................1.1.592
SCHEDULE II: CORPORATE GOVERNANCE.....................................................................1.1.593
SCHEDULE III ............................................................................................................................ 1.1.601
SCHEDULE IV............................................................................................................................ 1.1.624
SCHEDULE V: ANNUAL REPORT ........................................................................................ 1.1.629
SCHEDULE VI: MANNER OF DEALING WITH UNCLAIMED SHARES.......................1.1.638
SCHEDULE VII: TRANSFER [AND TRANSMISSION] OF SECURITIES .........................1.1.640
[SCHEDULE VIII........................................................................................................................ 1.1.644
SCHEDULE IX- AMENDMENTS TO OTHER REGULATIONS.........................................1.1.646
SCHEDULE X- LIST OF SEBI CIRCULARS WHICH STAND RESCINDED.....................1.1.653
SCHEDULE XI – FEE IN RESPECT OF DRAFT SCHEME OF ARRANGEMENT ...........1.1.662

DIVISION 2

Master Circular No. SEBI/HO/CFD/PoD2/CIR/P/0155 Dated November 11, 2024................. 2.1.1
Circular No. SEBI/HO/CFD/CFD-PoD-2/CIR/P/2024/185 Dated December 31, 2024................. 2.2.1
Circular No. SEBI/HO/CFD/PoD2/CIR/P/2025/47 Dated April 01, 2025.........................2.3.1
Master Circular No. SEBI/HO/DDHS/DDHS-PoD-1/P/CIR/2024/48 Dated
May 21, 2024.................................................................................................................................... 2.4.1
Master Circular No. SEBI/HO/DDHS-PoD3/P/CIR/2024/46 Dated May 16,
2024................................................................................................................................................... 2.5.1
Circular No. SEBI/HO/MIRSD/MIRSD_RTAMB//P/CIR/2022/65 Dated May
18, 2022............................................................................................................................................. 2.6.1
Circular No. SEBI/HO/MIRSD/MIRSD_RTAMB//P/CIR/2022/70 Dated May
25, 2022............................................................................................................................................. 2.7.1
Annexure ......................................................................................................................................... 2.7.3

DIVISION 3

Industry Standards Note on Business Responsibility and Sustainability Report
(BRSR) Core............................................ 3.1.1
Industry Standards Note on Regulation 30 of the LODR Regulations ...................................3.2.1
Industry Standards Note on verification of market rumours under Regulation
30(11) of LODR Regulations.................................. 3.3.1
Industry Standards on “Minimum information to be provided to the Audit
Committee and Shareholders for Approval of Related Party Transactions”
(“RPT Industry Standards”).................. 3.4.1

DIVISION 4

INFORMAL GUIDANCE ON SEBI (LODR) REGULATIONS, 2015 ......................................4.1.1

DIVISION 5
A Corporate Governance.............. 5.1.1
B Disclosures ...................... 5.11.1
C Compliances .................. 5.15.1